Find below a sample job description template for the position of Compliance Officer:
Company: _____________________
Job Title: Compliance Officer
Location of the Job: Chicago, IL 60606
Job Type: Full Time Employee
Job Description:
Due to recent growth, Compliance Coach, Inc. is seeking several Compliance Officers to add to its team of subject matter experts.
Position Requirements:
- Ability to work independently and with minimal supervision
- Willingness to learn new things
- Inquisitiveness, creativity and persistence
- Outstanding writing skills
- Strong Internet research skills
- Ability to extract compliance requirements directly from primary sources, such as the Code of Federal Regulations, Federal Register notices, and statutes
- Substantive knowledge of consumer and BSA/AML compliance laws and regulations
- 3+ years experience conducting risk-based compliance and BSA/AML reviews, either within internal audit or the compliance department of a complex banking organization or as an examiner or consultant serving such organizations
Duties and Responsibilities:
- Ensure operating units’ timely implementation of compliance recommendations
- Write compliance review reports containing findings and recommendations with a view to strengthening controls, as necessary
- Conduct on-site compliance reviews, determining the appropriate mix of process-oriented compliance work and data testing
- Conduct pre-review work with operating units so that stakeholders understand both the purpose of the review and the review methodology
- Create and distribute planning memoranda in advance of on-site review work
- Risk assess Ratings Services operating units with a view to prioritizing on-site compliance reviews
Salary: 750.00 – 900.00 USD /week
Contact Information:
[Contact Person]
Phone: ______________________
Fax: ________________________
E-mail: ______________________