Following is a sample job description template for the position of Chief Compliance Officer.

Job Title: Chief Compliance Officer

Location of the job: Santa Clara, CA 95054

Years of Experience: 2+ to 5 Years

Job Type: Full Time Employee

Education Level: Bachelor’s Degree

Job Summary:

Our client is a well-respected asset management company with a stellar long-term investment track record and conservative investment approach.​

Duties and Responsibilities:

• Perform other duties as assigned or required.​
• Respond to and monitor complaints
• Refer escalated and/​or complex issues, as necessary, to Legal Department.​
• Random call auditing to ensure compliance with FDCPA, Fair Housing Act and any other Company policies and procedures
• Keep current on all regulatory and compliance law changes and maintain state and federal compliance documentation.​
• Look for any trends generated from tracking systems and report them to management.​
• Prepare and implement a Compliance Plan and perform compliance testing
• Prepare compliance reports
• Oversee regulatory audits and exams

Position Requirements:

• Ability to supervise staff when needed
• Excellent verbal and written skills, including ability to write clearly, concisely, and logically
• Ability to set goals and meet deadlines
• Ability to work well with all levels of management and staff
• Very strong organizational skills
• Research skills and technical understanding of loan servicing
• Knowledge of Mortgage Insurance
• Strong knowledge of Federal and state laws applicable to mortgage servicing, including licensing
• Compliance test experience
• Knowledge of Freddie Mac, Fannie Mae and FHA loans
• Work Hours: 40h/Week

Salary: Salary plus bonus opportunity